What are the regulations governing derivatives market makers?

In Washington, derivatives market makers are subject to a variety of laws and regulations that govern their activities. These regulations are put in place by the Securities and Exchange Commission (SEC) and other regulatory agencies. Derivatives market makers are required to register with the SEC and to follow all rules and regulations established by the SEC or other regulatory agencies. They must also meet certain financial requirements, such as minimum capital requirements, to ensure their ability to capitalize on their investments and cover potential losses. They must also follow disclosure rules and report certain activities to the SEC. In addition, derivatives market makers must comply with the customer protection provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. These provisions require derivatives market makers to provide customers with certain information about the derivatives products they are trading. This includes disclosures about the risks of trading. Furthermore, derivatives market makers must comply with the anti-fraud provisions of the securities law. This means that derivatives market makers cannot make any fraudulent or misleading statements or omissions when marketing derivatives products. They must also refrain from manipulating the market or engaging in abusive shorts selling practices. These are only a few of the regulations governing derivatives market makers in Washington. The SEC and other regulatory agencies have established an extensive set of rules and regulations to ensure that derivatives market makers are responsible for their activities and that investors have the information they need to make informed decisions.

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What are the regulations governing derivatives market makers?

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