What is the purpose of securities regulation?

Securities regulation serves to protect both buyers and sellers of securities in Hawaii. It sets rules and limits their behavior in the marketplace. This helps ensure that buyers of securities receive information that is fair, accurate, and complete about the securities they are buying. It also ensures that any risks associated with the securities are known before they are purchased. Securities regulation also helps to prevent insider trading, which is when someone with confidential information uses it to make a profit at the expense of other investors. In Hawaii, securities regulators enforce rules that limit or prohibit insider trading. Furthermore, securities regulation helps foster confidence in the stock market and ensures the stability of the market overall. It does this by preventing fraud or manipulation of stock prices. Regulators also monitor the conduct of brokers and financial advisors to make sure their advice is objective and in the best interest of their clients. Overall, securities regulation in Hawaii serves to protect the rights of both buyers and sellers of securities. It helps ensure everyone receives the information they need in order to make informed decisions, that insider trading is prevented, and that the stock market remains stable. This helps to create an environment of trust and integrity in the stock market, providing confidence for investors.

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What is the purpose of securities regulation?

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