What is the purpose of securities regulation?

Securities regulation is a form of law that protects investors from fraud and other deceptive practices when they are buying or selling stocks, bonds, or other forms of financial investments. It is a form of business law in North Carolina that ensures the investment marketplace is fair and transparent for all investors. Securities regulation can help to safeguard investors from large losses due to fraud or other deceptive practices. It requires disclosures about the risks and potential gains associated with investments so that investors can make informed decisions. Additionally, securities regulation places restrictions on insider trading, which is when a person has private and important information about a company that gives them an unfair advantage in the stock market. Ultimately, the purpose of securities regulation is to provide a safe and secure environment for investors to conduct their financial transactions. It is designed to protect the rights of the investor, create transparency in the marketplace and make sure everyone is playing by the same rules.

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What is the purpose of securities regulation?

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