How can I report a suspected case of investment fraud?

If you believe that you or someone you know is a victim of investment fraud in Washington, it is important to report it to the authorities as soon as possible. Reporting the suspected fraud helps protect other potential victims and the integrity of the financial markets. There are three primary entities that should be contacted to file a complaint about investment fraud in Washington: the Washington State Department of Financial Institutions (DFI), the Financial Industry Regulatory Authority (FINRA), and the Securities and Exchange Commission (SEC). The Washington State DFI is the primary regulator of state-chartered financial institutions in Washington, including broker-dealers. To report a suspected case of investment fraud to the DFI, you can call the toll-free hotline at 800-435-9502. Alternatively, you can email the Financial Fraud Hotline or submit a complaint through their website. FINRA is a self-regulatory organization that oversees the trading of securities in the United States. If you believe you have been the victim of investment fraud or abuse, you can submit a complaint to FINRA directly or contact the Customer Assistance Program at 888-700-0333. Finally, the SEC oversees the stock markets, mutual funds, and other investments. To report suspected investment fraud to the SEC, you can call the SEC Hotline at 800-732-0330 or complete an online form on their website. No matter which route you take, it is important to provide as much information as possible about the suspected fraud. This includes the names of any people or firms involved, the dates of the activity, and any supporting documentation. Reporting investment fraud is essential for protecting investors and maintaining the integrity of the financial markets.

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How can I report a suspected case of investment fraud?

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