What is the difference between a broker-dealer and a registered investment adviser?

Related FAQs

How can I evaluate the performance of my investments?
What are the rules governing short selling?
What is the role of FINRA in investor protection?
What is the difference between a mutual fund and a hedge fund?
What should I do if I am approached by someone offering a “great” investment opportunity?
What is the difference between an index fund and a mutual fund?
How can I report a suspected case of investment fraud?
What is an Investment Fraud Law Suit?
How can I recognize and avoid Ponzi schemes?
What are the rules governing the sale of securities?

Related Blog Posts

What is Investment Fraud Law? - July 31, 2023
Understanding Investment Fraud: A Primer for Investors - August 7, 2023
Protecting Your Investments from Fraudulent Practices - August 14, 2023
Recovering Your Money from Investment Fraud - August 21, 2023
The Psychology of Investment Fraud: How to Spot Scams - August 28, 2023