What is the difference between a broker-dealer and an investment adviser?

Related FAQs

What are the risks of investing in a company with a history of fraud?
What is the purpose of the Investment Company Act of 1940?
What should I do if I am contacted by someone offering a "great" investment opportunity?
What is a Ponzi scheme?
What is the difference between a Ponzi scheme and a legitimate investment?
How can I evaluate the performance of my investments?
How can I recognize and avoid Ponzi schemes?
What are the different requirements for different types of securities offerings?
What is the difference between a broker-dealer and an investment adviser?
How can I report a suspected case of investment fraud?

Related Blog Posts

What is Investment Fraud Law? - July 31, 2023
Understanding Investment Fraud: A Primer for Investors - August 7, 2023
Protecting Your Investments from Fraudulent Practices - August 14, 2023
Recovering Your Money from Investment Fraud - August 21, 2023
The Psychology of Investment Fraud: How to Spot Scams - August 28, 2023