What are the legal requirements for a company to be listed on a stock exchange?

In Washington, companies that want to list on a stock exchange must meet certain legal requirements. These are governed by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). To list on a stock exchange, a company must: be registered with the SEC and be approved by FINRA; publish information about their business, including a prospectus and quarterly and annual financial reports; and demonstrate that they are financially sound and have the ability to meet their obligations. Companies must also provide information about their board of directors, executive officers, and other major shareholders. In addition, companies must meet certain stock exchange criteria, such as minimum market capitalization, minimum stock price and number of public shareholders. Companies must also show that they are able to pay dividends to shareholders, if applicable. In Washington, companies may also need to comply with state laws and regulations. For example, they may have to comply with state securities laws, which may include registration requirements. They may also have to comply with other state laws, such as those related to taxes, environmental protection, and labor. Finally, companies must adhere to internal corporate governance standards, such as having independent directors and an ethics committee. All of these are important for ensuring the company is managed in the best interests of its shareholders.

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What are the legal requirements for a company to be listed on a stock exchange?

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