Are there any limits on what kind of awards can be given in a securities arbitration case?

Yes, there are limits on what kind of awards can be given in a securities arbitration case in Oregon. The award is limited to damages recoverable under the applicable state and federal securities laws. Generally speaking, the award is subject to the governing law and the terms of the arbitration agreement. In addition, the arbitrator must consider any relevant ethical rules or standards that may be applicable to the dispute. In securities arbitration, the arbitrator must follow the law and determine the damages for which the customer is entitled. The award is limited to the amount of damages that a court could award a private party in a similar lawsuit brought in the same forum. For example, the arbitrator may award damages for losses or harm caused by the misconduct of the broker. This may include damages for lost profits, costs of litigation, and emotional distress. However, punitive damages are generally not awarded in securities arbitration proceedings. The award may also include attorney’s fees, expert witness fees, and other costs associated with bringing the case to arbitration. The arbitrator must also consider any relevant statutes and rules of ethics that govern the dispute. In addition, the award may include interest, court costs, and other legal costs incurred during the proceedings. Ultimately, the arbitrator will determine the award according to the facts and applicable law.

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Are there any limits on what kind of awards can be given in a securities arbitration case?

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