Related FAQs

How are the costs of securities arbitration disputes divided?
What is the maximum award available to a successful claimant in a securities arbitration hearing?
Are there any special rules for discovery in a securities arbitration case?
How does FINRA investigate and adjudicate disputes?
Does a securities arbitration panel have the power to award punitive damages?
Is there a special set of rules for securities arbitration proceedings?
Is there a time limit for filing an appeal of a securities arbitration decision?
What happens if the parties to a securities arbitration case do not agree to a settlement?
Who has the burden of proof in a securities arbitration hearing?
Is a securities arbitration decision binding on the parties beyond the dispute at issue?

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