What is the process of defending against a securities arbitration claim?

Defending against a securities arbitration claim in Oregon requires several steps. First, if a securities claim has been brought against you, you must decide if you are going to defend the claim or not. If you do decide to defend the claim, you must submit an Answer to the arbitration demand. Within this Answer, you must dispute the facts and the law that the other party is claiming. After submitting your Answer, you may be required to submit any documents or evidence that supports your position. Additionally, you will have to prepare for any hearing or court dates that are set by the court. Once the hearing is set, you will need to prepare your defense strategy. This strategy should include gathering evidence, witnesses, and any expert testimony in support of your case. In addition to presenting evidence, you can also cross-examine the other party’s witnesses and present your own witnesses and expert testimony. It is important to remember that the burden of proof is on you to prove that the other party’s claim is unsubstantiated. Finally, the arbitrator will review all of the evidence and testimony to make a decision. Depending on the arbitrator’s decision, you may be required to pay damages to the other party or have the other party’s claim dismissed. If the arbitrator decides that you are liable, you may be able to file a motion for reconsideration to challenge the decision. Preparing and defending your side of the case is a complicated process, so it is highly recommended that you seek the advice of a qualified securities attorney to increase your chances of success.

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