What is the purpose of a FINRA panel and how does it work?

Related FAQs

What is the difference between an arbitration hearing and a regular court hearing?
What is the role of the FINRA Code of Arbitration Procedure?
What types of sanctions can be imposed by a securities arbitration panel?
What is the standard of review in a securities arbitration proceeding?
Are there any restrictions on the ability of a securities arbitration panel to award attorney fees?
Who pays for the costs of securities arbitration hearings?
Are there any deadlines for filing a securities arbitration claim?
What is the role of the FINRA arbitration department?
Is a securities arbitration decision binding on the parties beyond the dispute at issue?
What types of damages can be awarded in a securities arbitration case?

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