How does FINRA investigate and adjudicate disputes?

Related FAQs

Are there any restrictions on the arbitrators who can handle a securities arbitration case?
Is it possible to have a securities arbitration award overturned?
Are there any grounds for setting aside a securities arbitration award?
What is the role of the FINRA Code of Arbitration Procedure?
What is the process for appealing a securities arbitration decision?
How much does it cost to bring a securities arbitration claim?
Is it possible to obtain a stay of execution on a securities arbitration award?
What is the maximum award available to a successful claimant in a securities arbitration hearing?
Can documents retrieved during the discovery process be used in securities arbitration?
Is there any way to avoid the costs associated with securities arbitration?

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