How does FINRA investigate and adjudicate disputes?

Related FAQs

Are there any time limits on filing a motion to vacate a securities arbitration award?
How do I initiate a securities arbitration claim?
What is the role of the FINRA Code of Arbitration Procedure?
How binding is a securities arbitration decision?
Are there any special rules for bringing class action claims in securities arbitration?
Are there any restrictions on the ability of a securities arbitration panel to award attorney fees?
Is a securities arbitration award subject to judicial review?
What happens if the parties to a securities arbitration case do not agree to a settlement?
Are there any special rules for discovery in a securities arbitration case?
What should I consider before deciding to pursue a securities arbitration claim?

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