What is the role of the FINRA Code of Arbitration Procedure?

Related FAQs

Is the evidence presented in a securities arbitration hearing the same as in court?
How much does it cost to bring a securities arbitration claim?
What types of claims can be brought in a securities arbitration?
Are there any special rules for representing clients in securities arbitration?
What is the relationship between securities arbitration and mediation?
What is the role of the American Arbitration Association in securities arbitration?
What kind of witnesses may be called in a securities arbitration hearing?
What is the process for submitting an award to a court following a securities arbitration?
What are the timelines for filing a securities arbitration claim?
Are there any restrictions on the ability of a securities arbitration panel to award attorney fees?

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