Do securities arbitration decisions become public records?
In Georgia, securities arbitration decisions do become public records. This means that the decision rendered by the arbitrator(s) will be available for anyone to view. These decisions can be found online, usually on the website of the arbitration service that hosted the arbitration hearing (such as a FINRA, JAMS, or AAA arbitration service). In Georgia, the process of arbitration is confidential. This means that the details of the arbitration hearing, such as the names and contact information of the parties involved and witnesses, are not shared with the public. The decision, however, may be obtained from the arbitration service through a Freedom of Information Act request. Securities arbitration decisions are important because they provide guidance on some of the most significant disputes in the securities industry. Decisions provide insight into these disputes and can inform industry professionals about regulations, compliance, and other important issues regarding investments. In summary, securities arbitration decisions in Georgia become public records. This means that the decision rendered by the arbitrator(s) is available for anyone to view. However, the details of the arbitration hearing, such as the names and contact information of the parties involved and witnesses, are kept confidential.
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