Are there any restrictions on pre-arbitration discovery requests in securities arbitration?

Yes, there are restrictions on pre-arbitration discovery requests in securities arbitration in Oregon. Under Oregon state law, pre-arbitration discovery requests are limited to certain procedures and materials. Discovery requests must be relevant and necessary to the dispute, and may not be used for “fishing” purposes. Additionally, the parties must cooperate and conduct the discovery process in a reasonable, cost-effective manner. During pre-arbitration discovery, parties generally have the right to obtain certain types of documents and information pertinent to the dispute, such as documents from either party or third-parties, as well as information from witnesses. The parties may also be able to take depositions of witnesses and participants in the dispute, request production of certain documents, and conduct other forms of discovery, such as interrogatories. In Oregon, discovery requests must typically be made in writing and sent to the other parties in the dispute. The parties then have a set amount of time to respond to the requests. Any disputes about the requests must be discussed and resolved before the arbitration hearing begins. If the parties cannot resolve the dispute, then the arbitrator will decide which requests are reasonable and necessary.

Related FAQs

Do securities arbitration decisions become public records?
Is a securities arbitration decision binding on the parties beyond the dispute at issue?
Are there any deadlines for filing a securities arbitration claim?
Are there any time limits on filing a motion to vacate a securities arbitration award?
Are there any grounds for setting aside a securities arbitration award?
What is the process for amending a securities arbitration award?
What is the process of enforcing a securities arbitration award?
What is the FINRA dispute resolution process?
Is it possible to obtain a stay of execution on a securities arbitration award?
What evidence is needed to prove a securities arbitration claim?

Related Blog Posts

A Guide to Understanding Securities Arbitration Law - July 31, 2023
Navigating Your Securities Arbitration Case: Step-by-Step Guide for Investors - August 7, 2023
Securities Arbitration: How to Make the Most of Your Claim - August 14, 2023
Securities Arbitration 101: Understanding the Basics of Investor Claims - August 21, 2023
Explaining the Role of Arbitrators in the Securities Arbitration Process - August 28, 2023