What kind of witnesses may be called in a securities arbitration hearing?

In a securities arbitration hearing in Washington, witnesses who can give testimony about the details of a dispute may be called. Witnesses who have firsthand knowledge of the facts at issue could be called to testify, such as employees of the company being disputed, customers, or other individuals who have had business dealings with the company in question. Additionally, experts in the field of securities law or business, who can provide testimony about laws, regulations, or market forces that are relevant to the case, may be called. The parties involved in the arbitration may also call on witnesses to validate statements that have been made in writing or other evidence that has been submitted in the case. These types of witnesses can provide proof and clarification on content, veracity, and relevance of documents and other evidence. In a securities arbitration case, witnesses are typically limited to those who are able to provide information regarding the case. Witnesses are expected to be able to verify the accuracy and validity of their testimony through either personal knowledge or expertise. Witnesses are not allowed to deliver opinion, hearsay, or speculation. Witnesses may also be asked to answer questions from both sides of the case.

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What kind of witnesses may be called in a securities arbitration hearing?

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