What is the role of the FINRA arbitration department?

Related FAQs

What is the process for submitting an award to a court following a securities arbitration?
What happens if the parties to a securities arbitration case do not agree to a settlement?
How do arbitration fees for securities arbitration cases compare with those of traditional litigation?
Are there any special rules for representing clients in securities arbitration?
What is the maximum award available to a successful claimant in a securities arbitration hearing?
Is there a limitation on the amount of damages that can be awarded in a securities arbitration case?
What is the process of enforcing a securities arbitration award?
What is the process for amending a securities arbitration award?
Do securities arbitration awards require payment of costs and attorney fees?
Can a securities arbitration award be appealed on the basis of legal errors?

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