Is there a special set of rules for securities arbitration proceedings?

Yes, there is a special set of rules for securities arbitration proceedings in California. These rules are known as the California Arbitration Rules and can be found on the California Secretary of State’s website. The purpose of the rules is to ensure a fair and efficient arbitration process. These rules provide guidance on the following topics: the appointment of an arbitrator, the steps to follow in filing a claim, the types of discovery available, the process for selecting a panel of arbitrators, the duties of the arbitrator, the written determination of the arbitration panel, and the calculation of attorney’s fees and costs. Additionally, the California Arbitration Rules set out the process for appealing the findings of the arbitrator and establishing a timeline for the arbitration process. The rules also provide guidance on ethical requirements and the use of mediation in arbitration proceedings. By following the California Arbitration Rules, attorneys can be sure that their securities arbitration proceedings are conducted in a transparent, respectful, and timely manner.

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Is there a special set of rules for securities arbitration proceedings?

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