Related FAQs

What is the maximum award available to a successful claimant in a securities arbitration hearing?
Are there any special rules for bringing class action claims in securities arbitration?
What sanctions may be imposed in a securities arbitration case?
What is the standard of proof used in securities arbitration?
What is the role of the FINRA Code of Arbitration Procedure?
Do victims of securities fraud have the right to a jury trial?
What is the process for submitting an award to a court following a securities arbitration?
Are there any special rules concerning attorney fees in securities arbitration?
What is the process for appealing a securities arbitration decision?
Does securities arbitration provide the same protections as a court of law?

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