Is it possible to settle a securities arbitration claim before a hearing is held?
Related FAQs
Is the evidence presented in a securities arbitration hearing the same as in court?Are there any limits on what kind of awards can be given in a securities arbitration case?
What is the scope of a securities arbitration award?
Who pays for the costs of securities arbitration hearings?
How are the costs of securities arbitration disputes divided?
Are there any restrictions on the arbitrators who can handle a securities arbitration case?
How does FINRA investigate and adjudicate disputes?
What sanctions may be imposed in a securities arbitration case?
Is there a way to disqualify an arbitrator in a securities arbitration case?
Is there a time limit for filing an appeal of a securities arbitration decision?
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