Are there any special rules for discovery in a securities arbitration case?
In Washington, there are several special rules for discovery in a securities arbitration case. Discovery is the process of gathering facts and evidence for use in the case, including depositions, document requests, and interrogatories. First, all parties in a securities arbitration case are required to provide full disclosure of all documents that are relevant to the case. This includes records, statements, and other items that could be used to support either party’s case. Both parties must exchange the documents at least 14 days before the hearing, and the documents must be made available to the other side. Second, a party may take depositions of parties and witnesses in a securities arbitration case. These depositions are conducted under oath and can be used to obtain more information to be used at trial. The parties may also request third-party depositions, where an outside person is deposed and their information is used in the case. Finally, both parties are allowed to send written questions, known as interrogatories, to the other party. The other side must answer the questions in writing, under oath, and the answers can be used as evidence in the case. These special rules for discovery are in place to ensure that both sides have access to the same information and facts when building their case in a securities arbitration case.
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