How do I make a securities fraud claim?

In Kansas, you can make a securities fraud claim if you feel that you have been deceived, misled, or taken advantage of in regards to a security or investment. Before taking any legal action, it is important to contact the appropriate governmental agency in order to ensure that your claim is valid. The first step in making a securities fraud claim is to file a complaint with the Kansas Department of Financial and Professional Regulation’s Securities Division. When filing a complaint, include all pertinent facts, such as dates, names, and amounts. After submitting the complaint, you will be contacted by the investigator assigned to your case. If the necessary evidence is present to support your claim, the investigator will then make a determination of whether or not a violation of the Kansas Securities Act has been committed. If a violation is found, the investigator will refer your case to the Kansas Securities Commissioner, who will then either enter into an administrative settlement or order a formal administrative hearing. If the Commissioner finds that a violation has occurred, they may then impose a fine, require an injunction, or even suspend or revoke the license of the security issuer. Should the Commissioner order a formal administrative hearing, you or your representative may be present to state your case. Regardless of the outcome of the investigation, it is important to remember that making a securities fraud claim is a serious process and should not be taken lightly. If you believe that you have been a victim of securities fraud in Kansas, do not hesitate to contact the Kansas Department of Financial and Professional Regulation to begin the process.

How do I make a securities fraud claim?

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