What does it mean to be a "controlling shareholder" in securities fraud cases?
Related FAQs
How does the SEC enforce securities fraud laws?What is the Securities Exchange Act of 1934 and how does it relate to securities fraud?
What is the difference between Securities Act of 1933 and the Securities Exchange Act of 1934?
Is it illegal to misstate information in securities transactions?
What is a "naked short" scheme in securities fraud?
How do I report a securities fraud case to the SEC?
What is a "false disclosure" in a securities fraud case?
What are the strategies used to combat securities fraud?
How do investment advisors detect securities fraud?
How is scienter, or intent, established in securities fraud cases?
Related Blog Posts
How Has Securities Fraud Law Evolved in Recent Years? - July 31, 2023What to Look Out for in Identifying Securities Frauds - August 7, 2023
Understanding the Legal Ramifications of Securities Fraud - August 14, 2023
Are You a Victim of a Securities Fraud? 3 Steps to Recognizing Financial Fraud in the Market - August 21, 2023
Common Types of Securities Fraud and How to Avoid Them - August 28, 2023