Related FAQs

Is it illegal to misstate information in securities transactions?
How do I know if I am at risk of being a victim of securities fraud?
What does it mean to be a "controlling shareholder" in securities fraud cases?
What is a "short selling" scheme in securities fraud?
Are there any special document requirements for securities fraud cases?
What is a Ponzi Scheme in securities fraud?
What is a "prime bank" fraud and what is its relation to securities fraud?
What is the Sarbanes-Oxley Act and how does it related to securities fraud?
Are there any special reporting requirements for suspected securities fraud cases?
How is scienter, or intent, established in securities fraud cases?

Related Blog Posts

How Has Securities Fraud Law Evolved in Recent Years? - July 31, 2023
What to Look Out for in Identifying Securities Frauds - August 7, 2023
Understanding the Legal Ramifications of Securities Fraud - August 14, 2023
Are You a Victim of a Securities Fraud? 3 Steps to Recognizing Financial Fraud in the Market - August 21, 2023
Common Types of Securities Fraud and How to Avoid Them - August 28, 2023