Is securities fraud a federal or state crime?

Related FAQs

How is the SEC empowered to investigate and prosecute securities fraud cases?
Are there any special accounting rules that apply to securities fraud?
What is a "boiler room" operation in securities fraud?
What are the differences between insider trading and securities fraud?
What is the difference between civil and criminal penalties for securities fraud?
Are there any specific rules of conduct that apply to securities fraud cases?
What are the different strategies used to combat securities fraud?
What are the differences between a "pump and dump" scheme and a "boiler room" in securities fraud?
What are the strategies used to combat securities fraud?
Are there any special requirements for non-U.S. investors in securities fraud cases?

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