What is the U.S. Securities and Exchange Commission's role in securities fraud cases?

The U.S. Securities and Exchange Commission (SEC) plays an important role in securities fraud cases. The SEC is the federal agency that regulates the securities markets, including public companies and stock exchanges, to protect investors. The SEC investigates potential securities fraud cases and brings civil and criminal charges where appropriate. The SEC may attempt to recover any money that investors have lost as a result of the fraud, and can impose hefty fines on those responsible for the fraud. The SEC also works with other law enforcement agencies in bringing securities fraud cases to a successful conclusion. The SEC also works to educate investors about the risks of securities fraud and encourages them to report any suspicious activity. The SEC also creates and distributes information that is intended to help investors learn how to protect themselves from securities fraud. The SEC also works to ensure that companies comply with existing laws and regulations, including those that prohibit fraud. The SEC can require companies to disclose information that investors need to make informed decisions, and to review and approve any material changes to a company’s financial statements. The SEC also provides guidance to companies on how to comply with the laws and regulations related to securities fraud. The SEC’s actions help to maintain the integrity of the securities markets, protect investors, and deter future fraud.

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What is the U.S. Securities and Exchange Commission's role in securities fraud cases?

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