What are the penalties for securities fraud?

In Oregon, securities fraud is a white collar crime that is taken seriously and carries stiff penalties. Depending on the severity of the offense, all securities fraud violations can result in civil or criminal penalties. Criminal penalties may include probation, jail or prison sentences up to 10 years, court-mandated fines, and other restitution payments to victims. Oregon courts may also take away the right to serve on a board of directors or manage other companies, and may include a bar from engaging in certain activities associated with the securities industry. Civil penalties for securities fraud are imposed in the form of monetary damages, including restitution payments, damages for losses or profits, and possibly punitive damages. Those found guilty of securities fraud may also be required to reimburse the state for the costs of investigation and prosecution, and may face penalties under Oregon’s Unlawful Trade Practices Act. Additionally, violators may be subject to securities industry disciplinary action, such as trading or registration restrictions. For those found guilty of securities fraud, their criminal records may have a negative impact on their ability to obtain jobs and credit in the future. Therefore, it is important to understand the consequences of engaging in this type of criminal activity.

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