What types of claims can be brought in a securities arbitration?

Securities arbitration is a form of dispute resolution available to people who have disputes about investments. Securities arbitration is the preferred method of resolving such disputes in the state of Florida. It is an alternative to litigation and it is faster and less expensive. In Florida, an investor can bring a claim in securities arbitration when they believe they have been the victim of wrongdoing or negligence in the process of making an investment or trading securities. Possible claims include unsuitable investments, fraud, misrepresentation, unauthorized trading, and breach of fiduciary duty. Other potential claims in securities arbitration include improper asset pricing, failure to execute trades, and conflicts of interest. When filing a claim in securities arbitration it is important to provide adequate evidence to support the claim. The types of evidence that may be useful include account statements, emails, and correspondence. To be successful in a claim in securities arbitration, the investor must prove that the broker or investment advisor made an error or acted in a negligent or careless manner. Securities arbitration can provide a faster and more cost effective alternative to resolving disputes about investments. It is a viable option for investors living in Florida who believe they have been the victim of wrongdoing or negligence in the process of making an investment. To be successful in a securities arbitration claim it is important to provide evidence to support the claim.

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What types of claims can be brought in a securities arbitration?

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