What evidence is needed to prove a securities arbitration claim?

To prove a securities arbitration claim in Washington, it is necessary to provide evidence that supports the claim. This evidence can include any relevant documents, such as contracts, emails, or financial statements. Additionally, if any witnesses are involved, testimony from those witnesses may be necessary. Evidence related to the dispute should detail the specifics of the case and what occurred leading up to the claim. This could include any agreements that were signed by both parties, as well as any proof of any communication between them. The evidence should also include a record of the damages, such as financial losses sustained due to the dispute. This record should be complete and include all relevant information, including the dates and amounts of losses. Any securities regulations or laws that both parties may have violated should be highlighted in the evidence as well. This could be a breach of fiduciary duty or other unlawful practices. Finally, evidence of the resolution attempted by both parties should be provided. This could be any mediation, negotiation or other attempts to resolve the issue outside of arbitration. This helps to show that a reasonable attempt was made to settle the dispute before taking the dispute to an arbitration court. In Washington, proof of all the evidence above is necessary to prove a securities arbitration claim.

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