How does FINRA investigate and adjudicate disputes?

Related FAQs

What happens if the parties to a securities arbitration case do not agree to a settlement?
What is the difference between arbitration and litigation?
Do victims of securities fraud have the right to a jury trial?
Is there a way to disqualify an arbitrator in a securities arbitration case?
Is there a limitation on the amount of damages that can be awarded in a securities arbitration case?
What is the FINRA dispute resolution process?
What is the maximum award available to a successful claimant in a securities arbitration hearing?
Are there any restrictions on pre-arbitration discovery requests in securities arbitration?
How do arbitration fees for securities arbitration cases compare with those of traditional litigation?
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