Related FAQs

What is the role of the FINRA Code of Arbitration Procedure?
What is the purpose of a FINRA panel and how does it work?
What is the difference between an arbitration hearing and a regular court hearing?
What is the role of securities arbitration lawyers?
Are there any legal defenses that can be used in securities arbitration cases?
Are there any deadlines for filing a securities arbitration claim?
Can documents retrieved during the discovery process be used in securities arbitration?
Are there any special rules for bringing class action claims in securities arbitration?
Is it possible to have a securities arbitration award overturned?
How long will a securities arbitration hearing take?

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