What types of legal issues can be addressed through securities arbitration?
Securities arbitration is a legal process in which investors in the stock market can lodge an official complaint about any issues that may arise with their investments. This process is available in New Hampshire to settle any and all types of legal issues that are related to the stock market and investing. These legal issues can involve any of the following: 1. Breach of fiduciary duty by a broker or other financial advisor. This means that the broker or advisor did not act in the best interest of the investor when making recommendations or decisions about their investments. 2. Misrepresentation of information by a broker or other financial advisor. This can include failing to disclose important information or providing false information which leads to an investor making a wrong decision. 3. Failure to execute orders in a timely manner. This can involve any delays that occur in buying and selling stock or other investments. 4. Unsuitable investments. This involves an advisor recommending investments that are not in line with the risk tolerance or goals of the investor. 5. Unauthorized trading by a broker or advisor. This can include any trades that were not authorized by the investor. By filing a claim for securities arbitration, investors can seek to recover funds lost due to any of these issues. It is important to note that the arbitration process is voluntary, and no claim needs to be filed in order to resolve any grievances. Additionally, arbitration can be faster, less expensive, and more convenient than going through the court system.
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