What kind of witnesses may be called in a securities arbitration hearing?

In a securities arbitration hearing, witnesses may be called to testify in order to provide evidence. In Virginia, witnesses may be called from either party and must be “relevant and material to the dispute.” This means that the witnesses must be able to provide information that is relevant to the case and that is necessary for the court to decide the dispute. The types of witnesses may include individuals with firsthand knowledge of the dispute, experts in a particular industry, or individuals with specialized knowledge related to the dispute. For instance, if the dispute involves an investment, an industry expert may be called to testify about market conditions or the specific security at issue. Additionally, an accountant or financial analyst may be called to provide an opinion on the financial accuracy of the transaction. In some cases, individuals who are not directly connected to the dispute, such as a third-party witness, may be called to provide information. These individuals may help to provide an independent view of the dispute and may be called if one party is attempting to prove a certain point in the dispute. Witnesses may also be called to provide documents or other forms of evidence. This can include documents from the parties involved, documents from third-parties, or documents officially certified by regulatory organizations. Overall, the type of witnesses called to testify in a securities arbitration hearing will depend on the specifics of the dispute and what information is relevant and necessary for the court to make a decision.

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