Are there any restrictions on the arbitrators who can handle a securities arbitration case?

Yes, there are restrictions on the arbitrators who can handle a securities arbitration case in California. The arbitration must be conducted by a neutral arbitrator or panel of arbitrators who have legal or other relevant expertise in the subject matter of the dispute. The arbitrator or panel of arbitrators must also be approved by the Financial Industry Regulatory Authority (FINRA). In addition to being approved by FINRA, the arbitrators must also be licensed attorneys with experience in arbitration cases and in the field of securities law. California also requires the arbitrators to complete a minimum amount of annual continuing education courses in order to maintain their license. Moreover, the arbitrators must also have knowledge and experience in the area of dispute resolution. This means that the arbitrator must have knowledge of California law and have the ability to evaluate the relevant facts of the dispute. They also need to be able to mediate between the parties and reach a fair and reasonable resolution. All of these restrictions ensure that the arbitrator is fair and impartial and has the necessary qualifications to handle securities arbitration cases. It is important for the parties involved to ensure that the arbitrator they select for their case meets all of these requirements.

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Are there any restrictions on the arbitrators who can handle a securities arbitration case?

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