Are there any special rules for discovery in a securities arbitration case?

Yes, there are special rules for discovery in a securities arbitration case in California. Discovery typically refers to the process of gathering facts or information from the opposing party in a dispute. The rules for discovery in a securities arbitration case in California are contained within the California Code of Civil Procedure and the California Corporations Code. Under the California Corporations Code, each party is obligated to disclosure all relevant information related to the dispute, including documents, data, and written testimony. Parties can also use the California Code of Civil Procedure to request information from each other with a Subpoena Duces Tecum. This subpoena is used to require the opposing party to produce documents that contain information related to the dispute. It is important to note that the discovery process must be conducted in a reasonable manner. Parties cannot request excessive amounts of information in an attempt to harass or disrupt the arbitration process. Additionally, parties must be given a reasonable opportunity to respond to discovery requests. Lastly, parties must comply with the court’s rules for discovery. These rules may include time limits for responding to a discovery request and providing documents. Failure to comply with the court’s rules may result in costly consequences for the party that is not complying.

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