Are there any special rules for representing clients in securities arbitration?

Yes, there are special rules for representing clients in securities arbitration in New Hampshire. These rules are set forth in the New Hampshire Revised Statutes Annotated (RSA) Chapter 616-B. In order to represent a client in securities arbitration, an attorney must have the appropriate license. This requires that an attorney be licensed to practice in New Hampshire and have a certificate of good standing from the New Hampshire Bar Association. The attorney must also have a current registration with the New Hampshire Securities Commission and undertake continuing legal education courses in securities law. The New Hampshire Rules of Professional Conduct provide attorneys with a set of ethical standards to adhere to when representing clients in securities arbitration. These include treating the client with respect, maintaining confidences, and avoiding conflicts of interest. Additionally, attorneys must be familiar with the rules and regulations of the securities industry and be able to provide competent advice and representation to their clients. Finally, when representing clients in securities arbitration proceedings, attorneys must comply with the procedural rules set forth by the arbitrators. This includes understanding the legal basis for their clients’ claims, preparing the necessary legal documents, and presenting evidence in accordance with the law. Attorneys must obey any orders issued by the arbitrators and refrain from any misconduct that could affect the outcome of the arbitration.

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