Are there any rules governing advertising of securities?

Yes, in Washington, there are certain rules that govern the advertising of securities. First, the advertisement must include all pertinent material facts, statements, and information, and not omit any data necessary for a fair presentation of the security. Second, the advertisement must not contain any false statement or misleading information. Third, advertisements must disclose the amount of commissions and fees associated with the security. Fourth, the advertisement cannot contain any opinions or predictions that are not based on fact or be otherwise deceptive or misleading. Fifth, the advertisement must include any risks specific to the security, such as the fact that the security could lose value. Finally, the advertisement must include a warning that investing in securities is a risky endeavor. These rules are to ensure that investors in Washington are properly informed about potential investments and have all the necessary information to make an informed decision.

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Are there any rules governing advertising of securities?

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